Requirement Identification

Element Characteristics:

  • Identify new or changing regulatory requirements
  • Monitor enforcement trends
  • Communicate key regulatory and enforcement changes to impacted parties
Roles and Responsibilities:
Senior Leadership Compliance Operations
  • Review reports of major changes, and provide strategic guidance
  • Monitor regulatory environment related to compliance area
  • Communicate changes to impacted personnel and others within the university as needed
  • Advise operational owners regarding incorporation of changes in regulatory environment into compliance controls
  • Modify operations and controls as needed to address changes in regulatory environment