Operational Integration

Element Characteristics:

  • Compliance controls integrated into operational systems and processes as appropriate
  • Enable compliance as an outcome of following normal business practice, rather than an afterthought or add-on
  • Compliance controls streamlined to minimize burden on operations
Roles and Responsibilities:
Senior Leadership Compliance Operations
  • Review reports of operational integration, and provide strategic guidance
  • Partner with operational owners to incorporate appropriate compliance checks into business processes
  • Develop and implement operational  controls to support compliance